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Robert Half Compliance Paralegal in Seattle, Washington

Description

ROBERT HALF is partnering with a wealth management company for an in-house Paralegal to join their Legal and Compliance Department. In addition to competitive salary DOE, they have full medical, dental and vision benefits, 20 days PTO, 401K + match, parking or commuter stipend, and more!

Primary Job Responsibilities :

  • Review, track, and monitor litigation involving the company’s portfolio companies

  • Manage the dissemination of periodic compliance reports to employees, and compliance training materials relating to the Investment Advisers Act of 1940

  • Work with the COO and CCO in the preparation and submission of regulatory filings required by regulatory authorities

  • Assist with the implementation of the firm’s Code of Ethics and regulatory compliance programs

  • Assist with development, maintenance and updating of legal and compliance systems

  • Perform other duties as assigned

    Requirements

Ideal candidates will have the following experience:

  • 2+ years of experience as a paralegal, supporting a corporation on their in-house legal team, or at a law firm

  • Experience in corporate and legal compliance

  • Strong attention to detail

This role allows for 2 days WFH flexibility - if you'd like to be considered for this opportunity, email Amy(period)Dillahunty(at)RobertHalf(period)com and reference the Job ID

Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.

Robert Half puts you in the best position to succeed by advocating on your behalf and promoting you to employers. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity – even on the go. Download the Robert Half app (https://www.roberthalf.com/mobile) and get 1-tap apply, instant notifications for AI-matched jobs, and more.

Questions? Call your local office at 1.888.490.5592. Robert Half will consider qualified applicants with criminal histories in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to temporary professionals. Visit https://roberthalf.gobenefits.net/ for more information.

© 2022 Robert Half. Robert Half is not a law firm and does not provide legal representation. Robert Half project lawyers do not constitute a law firm among themselves. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https://www.roberthalf.com/terms-of-use) .

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