Robert Half Compliance Paralegal in Seattle, Washington
ROBERT HALF is partnering with a wealth management company for an in-house Paralegal to join their Legal and Compliance Department. In addition to competitive salary DOE, they have full medical, dental and vision benefits, 20 days PTO, 401K + match, parking or commuter stipend, and more!
Primary Job Responsibilities :
Review, track, and monitor litigation involving the company’s portfolio companies
Manage the dissemination of periodic compliance reports to employees, and compliance training materials relating to the Investment Advisers Act of 1940
Work with the COO and CCO in the preparation and submission of regulatory filings required by regulatory authorities
Assist with the implementation of the firm’s Code of Ethics and regulatory compliance programs
Assist with development, maintenance and updating of legal and compliance systems
Perform other duties as assigned
Ideal candidates will have the following experience:
2+ years of experience as a paralegal, supporting a corporation on their in-house legal team, or at a law firm
Experience in corporate and legal compliance
Strong attention to detail
This role allows for 2 days WFH flexibility - if you'd like to be considered for this opportunity, email Amy(period)Dillahunty(at)RobertHalf(period)com and reference the Job ID
Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
Robert Half puts you in the best position to succeed by advocating on your behalf and promoting you to employers. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity – even on the go. Download the Robert Half app (https://www.roberthalf.com/mobile) and get 1-tap apply, instant notifications for AI-matched jobs, and more.
Questions? Call your local office at 1.888.490.5592. Robert Half will consider qualified applicants with criminal histories in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to temporary professionals. Visit https://roberthalf.gobenefits.net/ for more information.
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